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Officer, Client Service

CITIC Securities Brokerage (HK) Limited

  • Company Industries:Others

Job Information

  • Post Date:2019-02-21
  • Location:Admiralty
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Retail Banking  Financial Services  Equities / Capital Markets  

Job Description

Responsibilities

  • Provide general administrative and support to wealth management sales team and clients. Reviewing & processing customers’ account opening documents such as deficiencies, resolving discrepancies by applying standard procedures or returning incomplete documents to the team leader for resolution
  • Handle all account opening and settlement transactions at branch level
  • Provide counter services to customers at Brokerage branches
  • Promote securities, Fund, Structure Product and Bond trading business
  • Assist customers in completing and processing the account opening procedures, stock/cash withdrawal/deposit.
  • Assist Branch Manager to maintain branch in good order.
  • Act as backup to Branch Manager by taking up their roles and duties in their absence.
  • Attend to settlement arrangements during the day.
  • Handle enquires relating to stock trading and corporate activities.
  • Keep regular check on branch operations to ensure all service standards are in compliance with Company’s guidelines and policies and regulatory requirements.
  • Keep sales personnel updated for launch of new products or new systems (e.g. IPO, TDX & iTrade) and make sure they understand the features of the products and systems.
  • Involve and participate in ad-hoc projects s assigned.

          Dealing

  • Input all buy and sell transactions to Winvest system as backup for Branch Manager
  • Manage client’s odd lots order

 

Requirement

  • Diploma or above
  • Position offered depending on demonstrated experience in major brokerage firms
  • Attained relevant SFC licenses for carrying Type 1 regulated activities
  • Attained all necessary SFC licenses(or any other license as required)  for carrying out brokerage and other regulated activities.  Holder of Type 2 is a plus
  • Good interpersonal and communication skills
  • Able to work effectively under pressure and be a team player.
  • Good command of written and spoken English and Chinese (preferably including Putonghua)

Company Info

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