Our bank client would like to hire talents like you to join their Client Fulfillment & Services team.

Responsibilities

• Monitor and supervise KYC AML control of carrying out all name screening, periodic review (OGR) / trigger review and the clearance of the alert hits generated in the in-house system accurate and diligently
• Collaborating with stakeholders, ensure tasks under KYC AML control / operations are completed on time and are complied with regulatory requirements
• Ensure the established control procedures are followed to mitigate any potential operational risks and make sure all be adhered with the relevant policies, guidelines and regulatory requirements in their routine operations
• Understand the end-to-end processes and utilizes professional judgement in determining appropriate resolution for Business units (BU) /stakeholders’ needs within the risk and compliance parameters
• As a subject matter expert, proactively provide advice on the matters relating to AML/CFT to BU / stakeholders
• Assist in conducting AML/CFT risk assessment reviews and communicating results to both internal and external stakeholders where applicable
• Execute remediation of compliance deficiencies (discovered internally or by regulators) where applicable
• Escalate identified suspicious activity to the appropriate personnel (e.g. Money Laundering Reporting Officer) where applicable

Requirements

• University graduate with disciplines in Banking / Business administration / Finance
• More than 5 years of working experience in clients on-boarding process and client service experience covering CB, CMB, FI and MNC segments
• Strong skill and in-depth knowledge of KYC CDD requirements for client onboarding and on-going KYC review
• Possess of the qualification / certification of the Enhanced Competency Framework on Anti-Money Laundering and Counter-Terrorist Financing is preferable
• Possess strong and in-depth knowledge of the workflow / process of periodic KYC review, name screening and clients onboarding, documentation, regulations and market standards, having knowledge and experience on serving wholesale banking clients will be an advantage
• Project management and engagement in in-house / external systems process enhancement with satisfactory result.
• Self-motivated and discipline with opened-mind set in work and keen engagement and attitude of bringing initiatives to improve productivity / streamlining process of the department.
• Strong writing, presentation, influencing and negotiation skill with good spoken and written English, Cantonese and Mandarin; strong mind set of rendering quality service attitude
• Experience and knowledge of the operations of the external name screening devices / tools such as World Check and project management is preferable
• Strong communication & interpersonal skill
  
  

Candidates with less experience will be considered as Manager

What you’re now to do:

If you are interested in this role, please click “Apply Now” for further processing.

If the above role opening is not your exact match, you can still send your CV via hr @ uci.com.hk for further mapping suitable jobs from us.  Our consultants are welcome to give consultation advice.