Responsible Officer ( SFC RO Type 3)
Hongkong Xin Sheng Jin Ye Group Co., Limited
- Company Industries:Financial Services
Job Information
- Post Date:2019-03-15
- Career Level:Senior
- Location:Tsim Sha Tsui
- Yr(s) of Exp:4 years
- Qualification:Degree
- Salary:Salary negotiable
- Employment Type:Full Time, Part Time, Permanent
- Others:Full Time, Part Time, Permanent
- Job Function:Equities / Capital Markets Student / Fresh Graduate / No Experience Direct Sales
Job Description
Xin Sheng International Group members include Hong Kong Xin Sheng Jin Ye, ETB Bullion, and Xin Sheng Global Investment. With ten years of development experience, Xin Sheng International Group has expanded globally and business all over Hong Kong, mainland China, Europe and New Zealand etc. Also, it provides diversified financial products, including precious metals, foreign exchange, oil, futures and other investment.
Responsibilities:
- Be the company representative as Responsible Officer to handle the SFC Type 3 regulated activities
- Participate in business strategy development of asset management and/or investment management of the company
- To advise on risk management of the operation
- Cooperate with compliance team on policy setting and internal control
Requirements:
- University graduate with a bachelor degree or above
- Qualified holder of SFC Responsible Officer license Type 3 is a must
- At least 4 years Type 3 experiences in financial industry and asset management
- Proficient in regulated activities, business operation, and relevant Securities and Futures Ordinance
- Solid knowledge of Securities and Futures Ordinance, SFC codes & guidelines, regulations, and guidelines
- Familiar with the operations and market practices of portfolio management
- Good command of written and oral English and Chinese including Putonghua
Attractive remuneration package will be offered to the right candidate. Interested parties please apply with your full resume with current and expected salary.
Company Info
With development experience for more than a decade, we have expanded globally
and business all over Hong Kong, mainland China, Europe and New Zealand etc. It also provides diversified financial products, including precious metals, foreign exchange, oil, futures and other investments.
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