Business Compliance / Trade Surveillance - Global Market
Randstad Hong Kong Limited
- Company Industries：Human Resources Management/Consultancy
Job Information
- Post Date：2019-03-15
- Career Level：Middle
- Location：Others
- Qualification：Degree
- Salary：HK$35,000 - 55,000 /month (negotiable)
- Employment Type：Full Time, Permanent
- Others：Full Time, Permanent
- Job Function：Banking / Finance Professional Services
Job Description
Business Compliance / Trade Surveillance - Global Markets
about the company.
Our client is a leading foreign bank with strong presence in the region.
about the job.
- Supervise trading activities to ensure compliance with all applicable regulations
- E-mail and voice mail communication surveillance
- Provide consultation and advice to trading desks and Business Heads
- Review marketing materials, business visits, gifts and entertainment record
- Monitor suspicious trading activities with application of Actimize
skills & experiences required.
- Good knowledge of the CBIRC and related banking regulations
- Strong product knowledge and understanding of trading activities and applicable regulations
- Strong communication skills in Chinese and English, both written and verbal
- Strong analytical skills - analyze the evidence collected on remediated controls and determine if there is substantive conformance with requirements
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email protected]
Company Info
Randstad is a global leader in the HR services industry, with Asia-Pacific operations in Singapore, Malaysia, Hong Kong, China, Australia and New Zealand. Our Hong Kong operations has been supporting people and organisations in realising their true potential, helping find the best permanent and contracting talent in accounting & finance, banking & financial services, business support, construction & property, engineering, human resources, technologies, sales, marketing & communications and supply chain & procurement.
Human connection is at the heart of our business. Our personal approach, supported by state-of-the-art technology, is what sets us apart in the world of work. We express this with a new brand promise: Human Forward.
Human connection is at the heart of our business. Our personal approach, supported by state-of-the-art technology, is what sets us apart in the world of work. We express this with a new brand promise: Human Forward.
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