Vice President/ Assistant Vice President, Compliance (VP/AVP) - Private Bank ex
Top Executive (Asia) Limited
- Company Industries:General Business Services
Job Information
- Post Date:2019-03-16
- Career Level:Senior
- Location:Tsim Sha Tsui
- Yr(s) of Exp:5 years
- Qualification:Degree
- Salary:Salary provided
- Employment Type:Full Time, Permanent
- Job Function:Private Banking Legal & Compliance Risk Management
Job Description
Requirement:
- Bachelor’s Degree in Business or related field.
- 5+ years’ compliance experience in private banking.
- Relevant working experience in Audit / Compliance.
- Familiarity with regulations.
- Capable of working independently and in a team environment.
Responsibilities:
- Designs and Implements the bank's monitoring and surveillance program.
- Supervises and conducts monitoring activities as second line of defence across a number of areas such as suitability, cross-border activities, best execution, trade surveillance etc.
- Assesses the design and operating effectiveness of the program taking into account changes in the business, legal and regulatory environment.
- Responsible for reporting the results of the monitoring to the appropriate management forum for further assessment and action.
- Provides support to general compliance advisory activity.
Company Info
Our client, a well established General Insurance group is looking for a FRESH GRAD . The right candidate should be/ posses:
Contact
-
Please login
Position | Company | Location | Update |
---|