Hong Kong [Change Country] Hong Kong JobsHong Kong Banking / Finance JobsHong Kong Investment Jobs Employers / Post Job
[ Log On ]

Responsible Officer type 9 - Operation (up to 100K)(well-known PRC client)

WallStone Partners & Company Limited

  • Company Industries:Banking

Job Information

  • Post Date:2019-03-19
  • Career Level:Senior
  • Location:Central
  • Yr(s) of Exp:5 years
  • Qualification:Degree
  • Salary:HK$90,000 - 120,000 /month
  • Employment Type:Full Time, Permanent
  • Job Function:Investment  General Management  Asset Management  

Job Description

Job Description

Key Responsibilities:

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm 
  • Manage daily operations to ensure full regulatory compliance
  • Comply with all applicable laws, rules and regulations and standard of good market practices

Requirements:

  • Minimum 3 years of solid experience in asset management 
  • Current holder of SFC unconditional Responsible Officer license for  Type 9 regulated activities preferred.
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies 
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Good command of written & spoken English and Chinese (including Mandarin)

Company Info

Contact

Apply
Position Company Location Update
Subscribe job alert by email:
Email marketing by Spread