Responsible Officer type 9 - Operation (up to 100K)(well-known PRC client)
WallStone Partners & Company Limited
- Company Industries:Banking
Job Information
- Post Date:2019-03-19
- Career Level:Senior
- Location:Central
- Yr(s) of Exp:5 years
- Qualification:Degree
- Salary:HK$90,000 - 120,000 /month
- Employment Type:Full Time, Permanent
- Job Function:Investment General Management Asset Management
Job Description
Job Description
Key Responsibilities:
- Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
- Manage daily operations to ensure full regulatory compliance
- Comply with all applicable laws, rules and regulations and standard of good market practices
Requirements:
- Minimum 3 years of solid experience in asset management
- Current holder of SFC unconditional Responsible Officer license for Type 9 regulated activities preferred.
- Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
- Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
- Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
- Good command of written & spoken English and Chinese (including Mandarin)
Company Info
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