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Legal Counsel - Asset Management

ICBC Asset Management (Global) Company Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2019-03-22
  • Career Level:Senior
  • Location:Central
  • Yr(s) of Exp:8 years
  • Qualification:Degree
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Fund Management  Company Secretary  Legal & Compliance  

Job Description

 Responsibilities

  • Draft and review legal documents and relevant marketing materials.
  • Advise legal issues of the company, such as fund formation, administration operation, conduct of agent, broker relationship, as well as intellectual property; employment law, personal data protection/privacy and Prevention of Bribery Ordinance issues etc.
  • Review various types of contracts and advise business departments on contract management process.
  • Provide legal consultation on customer complaint matters, regulatory enquiries and investigations.
  • Provide updates on regulatory developments and consultation on measures to be adopted in response to regulatory changes.
  • Participate in various projects and provide legal advice and consultation.
  • Conduct legal research, provide regulatory interpretation and analysis and advice on application of laws relating to financial planning and pension business.
  • Co-operate with compliance and risk functions in identifying and controlling legal risks.
  • Monitor litigation cases and the service provided by external counsels.
  • Prepare ad-hoc internal reports as requested.

 Qualifications

  • Bachelor degree from Law with at least 8 years in-house experience in Asset Management industry.
  • Experience in dealing with regulators such as SFC and HKMA. 
  • Business oriented with willingness to listen to business needs.
  • Excellent analytical and communication skills
  • Good command of spoken and written Chinese, English and Mandarin
  • Able to work well under pressure and tight deadlines, and have the aptitude to synthesize large amounts of information and develop innovative solutions
  • Be adaptable, able to manage projects independently and ready to assume a high level of responsibility as a member of a team

 Interested parties, please click “Apply Now” for the application.

Personal data collected will be used for recruitment and related purposes, which is strictly in accordance with the Personal Data (Privacy) Ordinance. The application may be retained for a maximum period of one years if it is not successful and we may refer your application to other vacancies within the Company.

 

Company Info

ICBC Asset Management (Global) Company Limited is the subsidiary of ICBC (Asia), a leading investment firm across the world. Our dedicated Investment team has achieved outstanding track records with superb performances which has years of reputable investment experience. Being the product, sales, research and risk center, our extensive investment experience and a global mindset enable the team to identify subtle market trends and intricate investment opportunities in today's fast moving financial markets. Moreover, as an investment house based in Asia, our local expertise in the region gives us an added edge in providing professional services to our institutional and retail clients.

Backed by the biggest bank in the world in terms of market capitalization, ICBC Asset Management (Global) has enormous financial resources and full commitment from our banking giant. This special relationship also provides us an access to gain special insight into China economy and various competitive sectors as well as their latest development. We become the expert in introducing global clients for “China Story” “China Opportunity” and providing “China Solution”.

Incorporated as an asset management company in Hong Kong, ICBC Asset Management (Global) Company Limited is licensed under Securities and Futures Ordinance to carry out Type 4 (Advising on Securities), Type 5 (Advising on Futures Contracts) and Type 9 (Asset Management) regulated activities.

We are inviting high caliber talents to develop and take part in the growth of our business:

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