Officer, Client Service
CITIC Securities Brokerage (HK) Limited
- Company Industries:Others
Job Information
- Post Date:2019-03-26
- Location:Admiralty
- Salary:Salary negotiable
- Employment Type:Full Time
- Job Function:Retail Banking Financial Services Equities / Capital Markets
Job Description
Responsibilities
- Provide general administrative and support to wealth management sales team and clients. Reviewing & processing customers’ account opening documents such as deficiencies, resolving discrepancies by applying standard procedures or returning incomplete documents to the team leader for resolution
- Handle all account opening and settlement transactions at branch level
- Provide counter services to customers at Brokerage branches
- Promote securities, Fund, Structure Product and Bond trading business
- Assist customers in completing and processing the account opening procedures, stock/cash withdrawal/deposit.
- Assist Branch Manager to maintain branch in good order.
- Act as backup to Branch Manager by taking up their roles and duties in their absence.
- Attend to settlement arrangements during the day.
- Handle enquires relating to stock trading and corporate activities.
- Keep regular check on branch operations to ensure all service standards are in compliance with Company’s guidelines and policies and regulatory requirements.
- Keep sales personnel updated for launch of new products or new systems (e.g. IPO, TDX & iTrade) and make sure they understand the features of the products and systems.
- Involve and participate in ad-hoc projects s assigned.
Dealing
- Input all buy and sell transactions to Winvest system as backup for Branch Manager
- Manage client’s odd lots order
Requirement
- Diploma or above
- Position offered depending on demonstrated experience in major brokerage firms
- Attained relevant SFC licenses for carrying Type 1 regulated activities
- Attained all necessary SFC licenses(or any other license as required) for carrying out brokerage and other regulated activities. Holder of Type 2 is a plus
- Good interpersonal and communication skills
- Able to work effectively under pressure and be a team player.
- Good command of written and spoken English and Chinese (preferably including Putonghua)
Company Info
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