We are now searching for high caliber candidates to join our finance team.

• Perform and handle all spectrum of compliance duties related to all its affiliated companies (SFC Type 1(dealing in securities) & Type 2 (dealing infutures contracts))
• Liaise with SFC, HKEX and other regulatory organizations for all compliance and licensing matters
• To conduct internal compliance review and control, to ensure compliance policies and procedures are maintained and followed
• Ensure operation policies are fully implemented and adhered at all times
• Assist in developing, updating and reviewing policies, procedures, guidelines from the compliance perspective and circulate to staff for compliance purpose
• Develop business opportunities with potential clients
• Coordinate business operations between Hong Kong office and regional offices of the Group

Requirement:

• University graduate in Finance, Law or related disciplines
• Minimum 3 years working experience in Securities/Brokerage/Futures/Asset Management compliance, with 2 years management experience
• Sound knowledge of applicable law, rules and codes and working knowledge of securities and futures products
• Good command of written and spoken English and Mandarin
• Good communication skills and able to work with all levels of people
• Hard-working, independent and responsible
• Sales experience preferred

We offer competitive remuneration packages, 5-day work and bank holidays.

If you are interested in the above challenging position, please forward your resume together with salary details and availability to general @ 990.com.hk. All applications will be treated in strict confidence.

Personal data collected will be used for recruitment purpose only.