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Investment Product Surveillance/Call Monitoring Officer, Private Bank

ProJob21.com Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2019-03-29
  • Location:Not Specified
  • Yr(s) of Exp:2 years
  • Qualification:Degree
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Private Banking  Retail Banking  

Job Description

Appointed by multiple international private banks with established presence in HK hiring over 200 private bankers to search for Investment Product Surveillance/Call Monitoring Officer to be part of the Risk Control

  • Global Private Bank
  • Investment/Product Suitability 
  • Multi-Asset Classes of Investment Products

 

Job Description:

As part of Regional Risk Department, the successful job holder will be accountable for 

  • Conducting investment product and selling suitability review
  • Call monitoring in accordance to HKMA regulatory requirements
  • Support the implementation of effective control from front to back office to cater for the regulatory requirements 
  • Facilitating regional/global projects  by working closely with front office and compliance department

 

Requirements:  

  • Graduate with 2 yrs+ Internal control, middle office or investment trade surveillance earned from int’l wealth management/private banks
  • Prior experience working with wealth management or private bank is highly essential
  • General understanding of multi-asset classes of investment product knowledge
  • Knowledge of HKMA and SFC regulatory knowledge is a definite advantage
  • Ability to work in a multi-cultural environment

 

Interested candidates, please email your update resume (in MS WORD format) with current and expected salary to us soonest.

Also come visit www.ProJob21.com to discover other exciting career opportunities!

All information received will be kept in strict confidence and used for employment-related purposes only.

Company Info

ProJOB21 is a home grown recruitment firm established in 2000, and since then we are proud to be partnering with the most reputable clients from fortune 500 companies including luxury retail and notable consumer brands, as well as high profile private banks & asset management; private equity & CIBM. Our business philosophy is rooted in the concept of Integrity, Pragmatism, and Caring to our candidates and clients, our team, and our local community.

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