Responsibilities:

• Conducts risk-based audits and continuous monitoring activities of the Bank entities in the region.
• Identifies and assesses potential risks to the business.
• Reviews the adequacy of controls established to ensure compliance with the Group Guidelines, Bank General Directives, and other bank policies, plans, local procedures, and business objectives.
• Assesses the reliability and security of financial and management information and the systems and operations that produce this information; means of safeguarding assets.
• Reviews established procedures and systems and proposing improvements.
• Assists and advises management on the prevention of fraud and defalcation, unethical practices, code of conduct, insider dealing.
• Appraises the use of resources with regard to economy, efficiency and effectiveness.
• Audits the following: KYC due diligence including money laundering controls; services and operations, equities trading platforms, hedge funds, structured products, credit and lending, regulatory compliance, sophisticated financial products.
• Aids in the preparation of reports (including annual risk assessment and development of the annual audit plan) to various levels of management and the Asia Audit and Risk Committee.
• Coordinates activities with the external auditors to facilitate effective communication, avoid duplication or timing conflicts, and achieve optimal cost effectiveness.
• Provides on-going support to the audits of other Asia Region.

Requirement:

• 8 to 10 years of experience in auditing with private banking or asset management background, and with emphasis in regulatory & compliance requirements 
• CIA, CPA or CFE preferred
• Experience in performing financial and operational audits using a risk-based audit approach
• Strong knowledge of accounting, banking, operations, HKMA banking regulations
• Ability to identify and recommend best practices
• Excellent communication and report writing

Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY NOW”

All data collected will be used for recruitment purpose only & will be used strictly confidential

Only shortlisted candidates will be notified