Responsibilities

• Handle account opening and ensure that the account opening documents follow the internal policies and procedures
• Follow up with clients on outstanding account opening documentations
• Handle enquiries and provide quality customer services to clients
• Coordinate with relevant parties for the service requests from clients
• Assist in the implementation of new system and conduct UAT
• Assist in other ad hoc matters or additional duties as assigned

Requirements

• University degree in Business Administration or a related discipline with minimum of 2 year of working experience in securities firms or relevant financial institutions
• Holder of SFC license for Types 1 and 2 regulated activity or passes in HKSI Licensing Examination Papers 1, 7, 8 and 9 or equivalent required
• Solid knowledge of KYC requirements and client on-boarding procedures
• Strong communication and interpersonal skills with the ability to communicate with all levels of stakeholders
• Excellent command in spoken and written English and Chinese, fluency in Mandarin
• Candidates with more experience will be considered as Senior Associate
• Immediate available highly preferred