Job Description

• Perform and handle all spectrum of compliance / AML / CTF duties of the group;
• Liaise with SFC, IA and other regulatory bodies for all compliance and licensing matters;
• Conduct internal compliance review and control to ensure compliance operation policies are fully implemented and adhered at all times;
• Work closely with Head of Compliance to develop, update and review policies, procedures and guidelines from the compliance perspectives with applicable rules and regulations;
• Maintain good record keeping for any documents pertaining to compliance matters, meeting minutes and follow-up actions;
• Undertake other duties as from time to time necessary to assist in the successful operation of the company.

Requirement

• Bachelor degree in business, finance, law, accounting or related disciplines
• 5-8 years of relevant work experience. Experiences in insurance broker & investment companies is a plus
• Knowledge in financial industry is an advantage
• Experience with local regulatory requirements
• Good command of written and spoken English, Chinese and Putonghua
• Strong analytical problem solving and communication skills 
• Result-oriented and excellent commitment to work
• A good team player and be able to work with all levels of people
• Self-motivated and able to work independently to finish work on time
• Candidate with less experiences will be considered "Assistant Compliance Officer"

For interested parties, please send your resume with current & expected salary by clicking "Apply Now" below.

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