Our client is reputable Private Banking /Wealth Management To cope with the rapid business expansion, they are now inviting high caliber candidates to join the team

Senior Operation Risk Controller (Private Banking) $60K 

Main Responsibilities

• KSP — KSP Domain Lead in Financial Instrument Selling Process, covering Selling process, Suitability
• KSP checks, documentation and reporting
• Ensure that KSP checks are executed in accordance with HO / Local guidelines.
• Where there are deviations to guidelines, ensure these are appropriately approved and documented
• To apply the KSP methodology, complete the planning/results template (approach, source, sampling)
• Incidents/Audit Reports Recos and Findings - consider possible implications
• Set a timeframe for completion of KSP (end to end)
• Formalise methodology with the Domain Lead / Section Head / Head of PCA
• Ensure test results are well supported
• Review results with Domain Lead / Section Head / Head of PCA
• Ensure timely communication, escalation, summary emails
• Update RM scoreboard and related HO reporting
• PCA folders to be updated promptly

Qualifications

• Degree Holder
• Professional certification in Operational Risk will be an advantage
• Good PC skills, Visual Basic (VBA) skills will be an advantage
• Understanding of the Wealth Management / Private Banking business procedures and policies, product knowledge, related risk of the process and products, and the relevant risk mitigation and controls procedures.
• 6 years of experience in Audit or Operational Risk Private Bank or 1st or 2nd lines of defence, in the area of Investment Product selling process, Suitability, Cross Border Activities rules in Private Bank 
• Team player, Mature and independent
• Meticulous, Able to work
• Staff supervision experience

Please send full resume with present & expected salary to expedite sourcing in MS-WORD format by clicking “APPLY NOW”

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