Compliance Manager, Business Compliance & Control, Private Banking
Job Gallery Consultancy Limited
- Company Industries:Human Resources Management/Consultancy
Job Information
- Post Date:2019-04-16
- Career Level:Middle
- Location:Central & Western Area
- Yr(s) of Exp:5 years
- Qualification:Degree
- Salary:Salary provided
- Employment Type:Full Time, Permanent
- Job Function:Private Banking Legal & Compliance
Job Description
Duties:
- In charge of the day-to-day management of the Private Banking's Operating Group Compliance Program for the assigned business lines / parties in Asia.
- Perform regulatory analysis, regulatory risk assessments, regulatory testing and regulatory issue management (reporting, tracking and follow-up) as delegates for the PB Business Unit Compliance Officer(s) for the respective Operating Groups active in Asia.
Requirements:
- University degree with experience in a legal, audit, compliance or regulatory role
- Project coordination experience and capabilities an asset
- Good understanding of Private Banking risk assessment, risk-control frameworks and internal control
- Advanced written and verbal communications, both English, Mandarin Chinese; Cantonese desirable
- Advanced influencing skills and stakeholder relationship management skills; Advanced conflict management/ resolution skills
- Strong teamwork skills
- Strong report-writing skills, with ability to create and organize varying forms of business information while developing it into cohesive, meaningful, professional reports and presentations
- Candidates with less experience will be considered for 6 months contract position.
Company Info
Our client, a steadily growing Chinese Bank in Hong Kong, is looking for a talent to join them.
Our recruitment consultants will provide tailor-made advice for individual job seeker.
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