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Settlement Senior Officer

SinoPac Securities (Asia) Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2019-04-16
  • Career Level:Middle
  • Location:Causeway Bay
  • Yr(s) of Exp:5 years
  • Qualification:Degree
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services  Order Processing & Operation / Settlement  

Job Description

RESPONSIBILITIES

  • Assistant to supervise a team to perform daily settlement of Equities, Futures & Commodities , OTC & Fixed Income and Derivatives Market
  • Assistant to monitor daily operations of Settlement Department to provide good quality of services, minimize operational risk and to streamline workflow.
  • Handle the regular statutory reporting.
  • Support new products settlement e.g. FX, MM & other derivative investment products.
  • Formulate and implement appropriate policies and procedures to cope with the Group and the statutory requirements.
  • Coordinate and conduct settlement related system modifications and/or enhancements to meet with business needs.
  • Handle other ad-hoc projects as assigned by management from time to time.
  • Handle the regular statutory reporting.

 

JOB REQUIREMENTS:

 

  • University Degree in Business Administration, Finance or related disciplines
  • Minimum 5 years solid experience on handling Exchange-Traded and OTC products and familiar with the reporting procedure of US IRS QI, FATCA, and HK CRS.
  • Good understanding of statutory requirements onequities and futures business.
  • Knowledge on derivative product settlement such as NDF, IRS and CCS will be an advantage.  
  • Extensive experience on process re-engineering and system enhancement projects.
  • Good team player and able to work under pressure, with good leadership, analytical, and communication skills.
  • Good command of written and spoken English, Mandarin and Cantonese.

 

A competitive remuneration package will be offered. Please send your detailed resume, including present and expected salary as well as availability date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7/F., Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong or by clicking “Apply Now”. 

 

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

 

Company Info

SinoPac Securities (Asia) Limited (the Company) is the financial service provider in Hong Kong with SFC license of type 1, 2, 4, 5 and 9 regulated activities. It is a subsidiary of SinoPac Holdings which is a reputable international financial services group, providing a wide range of banking, asset management, investment banking and brokerage services. We are seeking high-caliber professionals to join our fast-growing team.

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