Responsibilities: 

• Co-ordinate meetings and documentation of review and examination of audit / compliance / regulators
• Monitor, track and follow up the audit and compliance logs 
• Coordinate replies to findings of audit / compliance / regulators
• Communicate and follow up with operation units on quality assurance identified issues.
• Ensure implementation of remediation actions for timely closure and conduct periodic quality assurance testing.
• Assist in designing and implementing of the policies and internal control mechanism to enhance quality service.
• Monitor operational compliance by reviewing regulations, internal policy and procedures pertinent to the department’s activities and operations and formulating mechanisms and procedures to monitor its compliance

Requirement:

• University degree in Banking, Finance or Business related disciplines
• At least 5 years’ relevant experience in compliance and/or audit in banking            services or finance industry 
• Familiar with banking regulations, processes / products knowledge and procedure monitoring/controls 
• Good interpersonal, analytical and presentation skills
• Ability to analyze and consolidate different ideas and opinions
• Proficiency in both written and spoken English, Chinese

To apply, please send your detailed resume or contact Miss Lo at 3996 7725 for a confidential discussion.
Only shortlisted candidates will be notified. 
Applicants who are not contacted within two weeks may consider their applications unsuccessful.
All data collected will be used for recruitment purpose only & will be used strictly confidential.

Conners Consulting Limited
2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong
Tel: (852) 3996 8090 Website: www.connersconsulting.com