Our client, is a licensed Financial Services Institution with investment bank and asset management. They are currently looking for a RO for Type 6 (Conditional/unconditional) to cope with their corporate finance advisory service in Hong Kong:

 Part Time and Full time candidates are welcomed.

RESPONSIBILITIES:

• Review and supervise SFC Type 6 regulated activities
• Lead the projects and activities of corporate finance and advisory services, and participate in client servicing and marketing
• Perform due diligence, investment evaluation and financial modeling for potential investors
• Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures
• Ensure full regulatory compliance by formulating, reviewing and update the operation procedures and liaise with SFC when necessary
• Implement regulatory guidelines and codes
• Ad-hoc duties upon request

REQUIREMENTS:

• SFC registered RO for Type 6 regulated activities
• Degree or above in business related disciplines
• At least 5 years’ solid experience in corporate finance and advisory services working experience
• Vast knowledge of SFO, SFC Code of Conduct and rules
• Strong analytical, leadership, interpersonal and presentation skills
• Self-motivated and detail oriented skills and able to work independently
• Proficiency in both spoken and written English and Chinese (including Putonghua)

If you are interested in finding out more about this career opportunity, please email your resume to resume(at)ariaglobal.net or please call (852) 3562 8464 or WhatsApp (852) 6309 3178 for more detail.

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ARIA GLOBAL is a full service recruitment executive search and recruitment firm. 

We have a team of experience consultants who partner with and help our clients on their human capital needs. They are all highly educated individuals with successful track records in executive search and providing best professional services to our clients.