Job Description: 

• Ensure the Bank adhere to all applicable laws (e.g. Banking Ordinance) and regulations (e.g. HKMA circulars and SPM etc.) and internal policies and procedures;
• Provide Compliance Advice to business units and other departments on compliance and regulatory issues (e.g. FATCA, CRS, PDPO etc);
• Coordinate and follow up on-site or offsite inspections, survey and self-assessment from regulators;
• Coordinate and provide regulatory updates to senior management and business units on a periodic basis;
• Coordinate and provide Compliance Training to raise awareness on latest compliance trends;
• Conduct Compliance reviews and follow up the remediation with business units;
• Assist in handling enquiries from regulatory or governmental authorities;
• Perform compliance related projects assigned.

Job Requirements: 

• Degree holder in Law, Accounting, Finance or related discipline(s);
• Minimum 4 years of compliance experience in financial institutions and/or regulatory bodies, with exposure to corporate banking environment an advantage;
• Good knowledge of rules, regulations and statutory requirements from Hong Kong Monetary Authority, familiarity with Securities and Futures Ordinance, relevant rules and regulations and advantage;
• Familiar with banking operations;
• Self-motivated, independent and pleasant personality with good communication, analytical and presentation skills;
• Good command of written and spoken English and Chinese including Putonghua.

We offer successful candidates an attractive remuneration package and the opportunity to work in a dynamic and exciting environment.

Personal data collected will be used for recruitment purposes only.

Bank of Shanghai Company is a well-established commercial bank in Greater China founded in 1995. The focus of business in Hong Kong is on corporate and investment banking. “With Care, With You” is our service concept. We are committed to providing professional, tailor-made and comprehensive financial services to facilitate enterprises’ investment, operations and trade across the region.