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Responsible Officer (Type 4 and 9)

Headland JCH Business Consultant

  • Company Industries:Human Resources Management / Consultancy

Job Information

  • Post Date:2019-04-26
  • Career Level:Senior
  • Location:Sheung Wan
  • Yr(s) of Exp:5 years
  • Qualification:Degree
  • Salary:Salary negotiable
  • Employment Type:Contract, Full Time, Part Time, Permanent
  • Job Function:Asset Management
  • Benefits:Five-day work week

Job Description

Our Client (Goldwin Global Capital Limited) is a newly set up asset managment company and will have SFC Type 4 & 9 license soon. Our client is seeking to hire more management staff/ Responsible Officer to supervise SFC regulated activities and business development. 

Responsibilities:

  • Supervise Type 4 & 9 regulated activities and ensure the business operations in compliance with all relevant regulatory requirements and internal policies
  • Coordinate effectively with business partners to mobilize resources and implement business decisions
  • Establish solid business network , participate in marketing, client servicing activities and products development
  • Review and monitor business development and sales performance
  • Liasion with SFC for any compliance issues

 Requirements:

  • Degree in Finance, Economics, Business or other related disciplines
  • Holder of SFC Type 4 & 9 (sole or non-sole) RO licenses preferred
  • Experience on PE / SPC fund set up and different structure
  • Minimum 3-year solid management experience in financial industry 
  • Proficiency in written and spoken English and Chinese (including Putonghua)
  • Less experience or flexible working hour may also be considered

 

Interested parties please send your FULL RESUME with AVAILABILITY, CURRENT & EXPECTED SALARY to Apply Now

All applications received will be used strictly for hiring purposes only.

Company Info

JCH Business Consultant Ltd. / Headland JCH Business Consultant are a consultant group specialized in compliance and license application.

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