Responsible Officer (Type 1,4 and/or 9)
Huajun International Group Limited
- Company Industries:Financial Services
Job Information
- Post Date:2019-04-26
- Career Level:Middle
- Location:Central
- Yr(s) of Exp:5 years
- Qualification:Degree
- Salary:Salary provided
- Employment Type:Full Time, Permanent
- Job Function:Fund Management
- Benefits:Dental insurance, Five-day work week, Housing allowance, Life insurance, Medical insurance, Performance bonus
Job Description
Duties:
- Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 1, 4 and/or 9 regulated activities
- Supervise and manage daily operations to ensure full regulatory compliance
- Assist in writing, reviewing and maintaining proper documentation of all operations, policies and procedures
- Comply with all applicable laws, rules and regulations and standard of good market practices
- Provide assistance in communications with SFC and other regulators
- Perform other duties as assigned
Requirements:
- Degree holder or above in Finance or Business related disciplines
- 5 years or above solid related working experience
- Current holder of SFC Responsible Officer license for Type 1, 4 and/or 9 regulated activities
- Sound knowledge of SFO, regulations and guidelines of regulatory authorities and risk management control
- Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
- Good command of spoken and written English and Chinese (including Mandarin)
We offer competitive remuneration package, attractive career prospect & excellent fringe benefits including 5-day work (no shift duty required), medical & dental scheme, housing allowance, meal allowance & discretionary bonus to the right candidate.
Interested parties please send the stating present and expected salary for application enquiry.
Company Info
We are a listed Company located in Central. To cope with business expansion, we are now seeking high caliber to join our Company for the following position:
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