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Responsible Officer (Type 1,4 and/or 9)

Huajun International Group Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2019-04-26
  • Career Level:Middle
  • Location:Central
  • Yr(s) of Exp:5 years
  • Qualification:Degree
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Fund Management
  • Benefits:Dental insurance, Five-day work week, Housing allowance, Life insurance, Medical insurance, Performance bonus

Job Description

Duties:

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 1, 4 and/or 9 regulated activities
  • Supervise and manage daily operations to ensure full regulatory compliance
  • Assist in writing, reviewing and maintaining proper documentation of all operations, policies and procedures
  • Comply with all applicable laws, rules and regulations and standard of good market practices
  • Provide assistance in communications with SFC and other regulators
  • Perform other duties as assigned


Requirements:

  • Degree holder or above in Finance or Business related disciplines
  • 5 years or above solid related working experience
  • Current holder of SFC Responsible Officer license for Type 1, 4 and/or 9 regulated activities
  • Sound knowledge of SFO, regulations and guidelines of regulatory authorities and risk management control
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Good command of spoken and written English and Chinese (including Mandarin)

 

We offer competitive remuneration package, attractive career prospect & excellent fringe benefits including 5-day work (no shift duty required),  medical & dental scheme, housing allowance, meal allowance & discretionary bonus to the right candidate.


Interested parties please send the stating present and expected salary for application enquiry.

Company Info

We are a listed Company located in Central. To cope with business expansion, we are now seeking high caliber to join our Company for the following position:

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