Compliance Manager (SFC1,4,9, Up to 100K, One man band)
WallStone Partners & Company Limited
- Company Industries：Human Resources Management/Consultancy
Job Information
- Post Date：2019-04-10
- Career Level：Not Specified
- Location：Central
- Qualification：Not Specified
- Salary：Salary provided
- Employment Type：Full Time, Permanent
- Job Function：Asset Management
- Benefits：http://www.wallsp.com
Job Description
Job Description
- Responsible for the overall compliance and regulatory framework
- Ensure all investment guidelines are properly implemented/recorded
- Monitor the development of regulatory changes to ensure the company policies and procedures are in line with updated regulatory requirements.
- Work closely with operations team to ensure proper reporting to regulator
Job Requirements:
- Hold a university degree or post-secondary diploma, preferably in finance / accounting / business / legal discipline
- At least 5 years of compliance-related experience in the securities industry preferred
- Mature, responsible, independent and self-initiated team player
- Possess excellent communication and interpersonal skills
- Proficiency in Mandarin and English
Company Info
WallStone Partners is a Hong Kong based HR Consultancy Firms dedicated in providing a wide range of services and diversified expertise to its clients. Our firm is
owned by a team of seasoned business professionals each in their own field of expertise. Together, along with our senior consultants, we've built strong relations with our clients in addition to a proven track record in multiple industries. With strong business
acumen, fully conversant with commercial practices we strive to deliver our best service at all times. Attention to detail, coupled with strong work ethics, WallStone is committed in providing the best possible solution dedicated to our client's success.
Service:
Service:
- Placement Services & Executive Search
- Outsourcing Solutions
- Payroll Service
- Visa Application
- Reference Check Service
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