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Settlement Manager

Easy One Financial Group Limited

  • Company Industries:Hospitality / Catering

Job Information

  • Post Date:2019-05-10
  • Career Level:Middle
  • Location:Sheung Wan
  • Yr(s) of Exp:3 years
  • Qualification:Non-Degree Tertiary
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Equities / Capital Markets
  • Benefits:Double pay, Education allowance, Five-day work week, Life insurance, Medical insurance, Performance bonus

Job Description

Job Responsibilities:

  • Lead a small team to ensure smooth operation of clearing and settlement function for Hong Kong stock market and Hong Kong futures;
  • Liaise with front office, clients, brokers and custodians to resolve trade and settlement issues;
  • Handle IPO application, IPO financing, placement booking & settlement with placing agents, prepare all necessary documents to external parties such  as IPO book-runner, lead manager, HKEX and placing letter to clients and brokers;
  • Process corporate actions and monitor client holding;
  • Perform reconciliations of stock holding to ensure data capture accuracy and completeness;
  • Ensure the correctness of customer data being kept under back-end system;
  • Conduct annual review of AML checking;
  • Responsible for sending notification and reminder to clients such as margin call, delayed settlement etc.;
  • Complied with internal reporting requirement and external reporting requirement;
  • Assist in answering enquiries from external inspection on operational matters etc.;
  • Responsible for external inspection on operation on operational matters such as SFC, Stamp Duty Office, IRD, HKEX etc;
  • Participate in evaluating system enhancements, UATs and projects;
  • Perform ad-hoc projects and other duties as required

Requirements:

  • Diploma or above, major in Business, Accounting or relevant qualifications;
  • Minimum 5 years of experience in settlement operations with over 2 years supervision experiences related to Securities and Futures brokerage;
  • Solid experience in CCASS & DCASS operations;
  • Able to work independently under tight deadlines and time pressure;
  • Good interpersonal and communication skills;
  • Experience in system development testing is preferred;
  • Strong analytical, communication and interpersonal skills with good command of both spoken and written English and Chinese;
  • Less experience will be considered as Senior Settlement Officer/Settlement Officer
  • Immediate available is preferred

We offer competitive remuneration package, our benefits include:

  • Performance bonus
  • Education subsidy
  • Professional membership fee sponsorship
  • Life & medical insurance
  • Marriage Leave, Compassionate Leave, Examination Leave etc.
  • Public holidays
  • Staff purchase discount 

Interested parties please send full resume with present and expected salary to Human Resources Department by clicking "Apply Now".

Company Info

Easy One Financial Group Limited (“Easy One FG” Stock Code: 221) was listed on the Stock Exchange of Hong Kong Limited in 2002.   

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