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Responsible Officer (unconditional/sole) RO Type 1, 4, 9 Full time

Jingdong Securities Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2019-05-10
  • Career Level:Top
  • Location:Tsim Sha Tsui
  • Yr(s) of Exp:8 years
  • Qualification:Degree
  • Salary:HK$55,000 - 90,000 /month (negotiable)
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services
  • Benefits:Five-day work week, Medical insurance

Job Description

RESPONSIBILITIES:

  • Responsible for the monitoring of the daily business operations to ensure full regulatory compliance
  • Assist in formulating investment strategy and oversee asset investment or transaction of the company or clients
  • Oversee the compliance functions of the Company and take necessary actions to ensure all business activities comply with SFC rules and company guideline
  • Engage in promotion and marketing activities
  • Handle any other ad-hoc duties as required

 

REQUIREMENTS:

  • Diploma or Degree in related discipline
  • At least 5 years relevant experience in Securities or Asset Management firm
  • Solid experience in new company setting
  • Qualified for SFC Responsible Officer license  Type 1, 4 & 9 are highly preferred
  • Able to work under pressure, with strong communication and analytical skills
  • Good command of written & spoken Chinese and English, including Mandarin

 

If you are interested in finding out more about this career opportunity, please email your resume to our HR department or please call (852) 26865706 or WhatsApp (852) 94956938 for more details.

Company Info

京東證券有限公司,成立於2017年,是一家受香港證監會規管的持牌法团(持有1/4/9號牌)。我公司核心團隊成員曾在中國內地及香港的知名銀行、券商、信託、私募、地產等公司任職,成功操作過很多投資專案,為客戶創造了豐厚的投資回報。
目前,我公司致力於為客戶提供優質的全權委託投資服務。投資策略以穩健類固定收益為主,以高派息的股票為輔。同時,我公司也積極參與優質企業的首發配售投資。隨著公司的發展,我公司將進一步完善投資品類和投資領域。為客戶提供更多的優質投資機遇。

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