Job Description

• Responsible for the whole account opening and client on boarding procedures
• Ensure core activities of client on-boarding, including new account opening and subsequent account reviews, are effective by adhering to KYC and CDD standards
• Carry out the client acceptance and review process and to ensure proper handling with issues, such as, money laundering, due diligence on clients, know-your client process, sanctions, FATCA and CRS related checking
• Perform margin call and assist clients in understanding full trading cycle, including funding process, corporate actions, position transfers, margin calculation and statements reconciliation
• Handle clients' enquiries through various channels including phone calls, emails
• Assist in formulating new policies and controls in client due diligence process to comply with regulatory requirements.

Requirements

• Degree holder or above 
• Qualified SFC type 1 license holder
• 3-5 years above experience in client on boarding, KYC/CDD or client service from brokerage or financial institutions, familiar with AML and KYC procedures
• Knowledgeable in working with KYC, FATCA, CRS 
• Written and oral communication skills in English/Mandarin
• Proficiency in MS office, Excel, Chinese word processing.