Job Description

Job Title: Head of Compliance

Location: Central, Hong Kong

Employment type: Full Time

Salary: Negotiable

Responsibilities

• Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements and monitor adherence with these policies
• Provide staff training related to compliance guidelines and requirements
• Liaise with SFC and regulators for any inquiries and requests
• Assist in consultation raised by operation team relating to compliance issues, including due diligence and AML / PDD / KYC suitability policy
• Keep abreast of new regulatory requirements published by SFC etc.

Requirements 

• Bachelor’s degree or above in Law, Finance or related disciplines
• Minimum 3 years of relevant experiences in financial industry
• c codes and Guidelines
• Detail-oriented, able to work independently and mature
• Excellent written and spoken Cantonese, English and Mandarin

We offer competitive remuneration package, fringe benefits and discretionary bonus to qualified candidates. Interested parties please click "APPLY NOW", and please quote your available date, current and expected salary in your application.

All personal data collected will be used for recruitment purpose only.

Founded in 2014 and licensed by the Securities and Futures Commission (SFC) of Hong Kong since 2015, we are the only licensed and independently owned financial products wholesale platform in Hong Kong offering products and services exclusively for Professional Investors as defined in SFO.