On behalf of our client, one of the leading bank, we are looking for potential candidates for the position of Customer Due Diligence Officer.

Looking for 4 positions for 2 departments, Temporary Roles for 6 months at Bank, job duties at below:--

1)    CDD Markers at Retail Banking

• Engage existing customers in the collection of detailed customer information and supporting documentation required for the completion of Customer Due Diligence (CDD) profile review
• Review and check for completeness of CDD information and supporting documentation before submitting the case for approval

• Prepare detailed Customer Due Diligence (CDD) & AML information including public search results on relevant cases for checkers and compliance officers to review and approve per the Bank’s standard
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters

Requirements:- 

• Prefer 1 years' retail banking experience, fresh graduate with some experience to handle documentation is preferable
• Fluency in Putonghua and proficiency in both English and Cantonese
• Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

 2)      CDD Checker at Retail Banking

• Co-ordinate and monitor initiatives, projects and actions to ensure the Bank operates in accordance with the relevant laws and regulations, Group/Country policies and standards, for the prevention of money laundering
• To Ensures that AML CDD risk is effectively managed end to end in accordance with Group and local regulatory requirements 
• Collaborate with all relevant stakeholders across the CDD functional and advisory space to build robust and sustainable operational and execution excellence
• Investigate on individual clients’ Risk Rating Review by conducting phone interviews directly to obtain source of wealth and corroborations 

Requirements:- 

• Minimum 3 years' retail banking experience, preferably with exposure to retail banking business and knowledge of related regulatory requirements and guidelines
• Strong attentiveness to detail, compliance and control orientation
• Good communication and interpersonal skills, with sound knowledge of application software such as MS Excel and Access an advantage

 3)      CDD Markers at Business Banking 

• Engage existing customers in the collection of detailed customer information and supporting documentation required for the completion of Customer Due Diligence (CDD) profile review of Business Clients
• Review and check for completeness of CDD information and supporting documentation before submitting the case for approval for Business Clients
• Ensure the review process complies with regulatory, compliance, internal standards and fit for purpose

Requirements:- 

• Prefer 1 years' Business banking experience, fresh graduate with some experience to handle Business account documentation is preferable
• Fluency in Putonghua and proficiency in both English and Cantonese
• Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

4)      CDD Checker at Business Banking 

• Verify the accuracy & sufficiency of profile review from Global Standard Team to control completion quality of high risk customers profile reviews
• Provide prompt assessment & execution of customer retention approvals by examining information and documentations collected from customers
• Resolve all identified issues that arise during the approval process and escalate concerns to management as appropriate to ensure timely awareness of any material concerns
• Provide timely and effective feedback on Customer Due Diligence quality to respective Global Standard team heads

Requirements:- 

• Minimum 3 years' Business banking experience, preferably with exposure to retail banking business and knowledge of related regulatory requirements and guidelines
• Strong attentiveness to detail, compliance and control orientation
• Good communication and interpersonal skills, with sound knowledge of application software such as MS Excel and Access an advantage

Interested candidates, please submit resume in <WORD> format to JobDB and mark ” JobDB-SHIR-CDD “

We keep all personal information in the strictest of confidence and will always contact you before starting on any assignment.

PI Business Consulting Limited is a consultancy firm established and managed by seasoned Human Resources professionals. We specialize in search and selection of executives for the Banking and Finance, and Insurance Industry.

General Line: 2121 2580

             Fax: 2121 2500

Website: www.piexsearch.com

Address: Unit 1210, 12/F, Inter-Continental Plaza, 94 Granville Road, Tsim Sha Tsui, Hong Kong

Employment Agency Licence Number 67206