Responsibilities:

• Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements and monitor adherence with these policies.
• Jointly conduct AML / KYC assessments and transaction monitoring for AML as well as perform an internal control function to ensure the business and operations are in compliance with regulatory requirements.
• Develop training materials and coordinate compliance / AML training.
• Carry out compliance work on the company’s operations & systems and prepare reports for management decisions.
• Respond to enquiries from regulatory bodies such as SFC.

Requirements:

• University graduate with minimum 5 years’ or above compliance experience in a Securities firm or Bank.  Applicants previously employed in the professional firms (accounting firms, solicitors or regulators) on the audit, compliance or investigation of Securities companies or Banks will also be considered.
• Good knowledge of the Stock exchange, SFO and SFC codes and Guidelines.
• Self-motivated, possessing initiative and ability to work independently.
• High proficiency in written and spoken English and Chinese. Putonghua highly desirable.

We offer competitive remuneration package and excellent career prospect to the right candidate. You may contact us at 68257860 for company details.

Interested candidates, please contact us at 68257860 for company details before applying.

We refined its market-leading role in financial protection and wealth management. Manulife’s portfolio of financial products includes life insurance, pensions, mutual funds, annuities, group benefits and MPF Services. Our more than 20,000 employees and thousands of distribution partners now serve millions of customers in 21 countries and territories around the world.

At Manulife, we are creating opportunities in our Financial Management teams for dynamic professionals to work with our expanding customer portfolio.