Job Descriptions:

• Act as the contact point with regulatory and law enforcement bodies
• Handle regulatory enquires & inspections and general compliance matters
• Provide advisory support to the business units on regulatory and compliance requirements (e.g. marketing materials, new services/products, DPS requirements, outsourcing initiatives)
• Conduct gap analysis to assess the Bank's compliance with regulatory requirements
• Prepare regular and ad-hoc compliance reports to the Management and our Head Office
• Develop, maintain and implement compliance plans, manuals, policies and procedures
• Handle ad-hoc tasks assigned.

Requirements: 

• University graduate preferable in Banking, Accounting, Law or relevant disciplines
• Minimum 3 years of working experience in banking compliance role, preferably with exposure across wholesale banking business
• Sound knowledge of relevant compliance rules, including related regulatory requirements issued by the HKMA, Deposit Protection Board and Privacy Commissioner for Personal Data
• Good analytical and communication skills
• Responsible, proactive with attention to details and be able to work independently
• Conversant in MS Office Applications
• Good command of both written and spoken English and Chinese including Putonghua

Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is a licensed bank incorporated in Hong Kong. It has 53 branches, 18 “Elite Club” Wealth Management Centres and 4 commercial business centres in Hong Kong. It is principally engaged in banking, financial and other financial related services with focus on retail banking, commercial banking as well as corporate banking business. Chinese Mercantile Bank and ICBC (Asia) Investment Management Company Limited, the wholly-owned subsidiaries of ICBC (Asia), are specialized in the RMB services in Mainland China and the investment management businesses with a focus on Asia respectively. ICBC (Asia) is the flagship of Hong Kong banking business of Industrial and Commercial Bank of China Limited, the largest commercial bank in Mainland China (in terms of total assets).