Responsibilities:

• Perform regular KYC compliance review on existing accounts;
• Conduct internal risk assessment;
• Review and endorse transaction monitoring reports;
• Review and revise business agreements, public announcements, terms and conditions, etc.;
• Execute compliance plan and lead ongoing compliance review;
• Keep track of regulatory development and update relevant business units of the latest requirements;
• Participate in updating compliance plan, manuals, policies and procedures to ensure due compliance with local regulatory requirements and headquarters’ policies;
• Support in regular AML compliance training to staff; and
• Handle ad hoc projects assigned by management.

Requirements:

• University degree holder in Business, Law or related disciplines;
• 3 to 5 years' solid compliance experience in financial industry with AML and general compliance exposure;
• Familiar with the Payment Systems and Stored Value Facilities Ordinance / Banking Ordinance and related regulatory requirements issued by the HKMA;
• Attend to details, high initiative, independent, able to work under pressure, good interpersonal and communications skills;
• Fluency in written and verbal English and Chinese (including Mandarin) is a must; and
• Immediate availability is preferred.

Those with less experience may be considered as Assistant Compliance Manager.