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Investment/ Securities Services Executive (Dealer) - Chong Hing Securitie

Chong Hing Bank Ltd

  • Company Industries:Banking

Job Information

  • Post Date:2019-07-07
  • Career Level:Middle
  • Location:Central
  • Yr(s) of Exp:4 years
  • Qualification:Matriculated
  • Salary:Posted on 07 Jun 2019
  • Employment Type:Full Time, Permanent
  • Job Function:Equities / Capital Markets
  • Benefits:Dental insurance, Education allowance, Five-day work week, Life insurance, Medical insurance, Performance bonus

Job Description

Responsibilities:

  • In our Call Centre and Branch network, actively solicit business opportunities by providing high quality and full range brokerage investment or securities services to customers;
  • Achieve the assigned performance targets in compliance with the Company’s policies, procedures and regulatory guidelines;
  • Report to management promptly when any non-compliance activities are observed;
  • Perform other ad hoc projects or assignments

Requirements:

  • Post-secondary education or above;
  • Solid experience in investment and/or securities dealing experience;
  • Completed HKSI examinations and qualified to register for RA1; with RA2 would be an advantage;
  • Sound knowledge on SFO & Code of Conduct for Persons Licensed or Registered with the SFC;
  • Good financial market knowledge and solid experience in securities brokerage business;
  • Self-motivated, customer-oriented and sales-driven, with strong customer networking relationship;
  • Well-versed in both spoken and written English and Chinese, including Putonghua;
  • Conversant with MS Office applications and Chinese Word Processing.

We offer competitive remuneration package and promising career opportunities to the successful candidates. Interested parties, please send full resume with current & expected salary and the date of availability to The HR Division, G.P.O. Box 2535, HK , or by clicking Apply Now. Please quote reference on your application. Information provided will be treated in strict confidence and only be used for recruitment purposes. Personal data of unsuccessful applications will be destroyed 24 months after the completion of the recruitment and selection exercise.

Company Info

Chong Hing Bank is a well-established, listed commercial bank in Hong Kong and a member of Yuexiu Group, which is one of the leading state-owned enterprise groups in Guangzhou in terms of economic efficiency. We are committed to actively developing our business in Hong Kong and the Mainland.  To cope with our rapid growth, we are now inviting high calibre candidates to join us in our pursuit for success.

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