Responsibilities:

• Assist in keeping update of Securities and Futures Ordinance or regulations or code, identifying the impact to the Company and provide advisory to the management
• Perform and develop compliance reviews and self-assessments to ensure comply with internal policies, Securities and Futures Ordinance, AML / KYC and other regulatory requirements
• Review and update compliance policies and procedures
• Review business documents and related materials to ensure compliance of relevant laws and regulations
• Assist in liaise with relevant regulators and external parties on legal and regulatory issues
• Supervise team members in their compliance works
• Handle ad-hoc assignment as required
   

Requirements:

• Degree holder in Finance, Accountancy or Businessdisciplines;
• Minimum 3 years’ compliance experience in bank or brokerage firm;
• Good knowledge in securities or bank products & services; and regulatory requirements;
• Self-motivated and good analytical skill;
• Well-versed in both spoken and written English and Chinese; and
• Conversant with MS Office applications and Chinese Word Processing.
• Position Offer will be subject to experience and qualification.
   

Chong Hing Securities Ltd is the wholly-owned subsidiaries of Chong Hing Bank Ltd. We are mainly providing a wide range of retail securities to our premier customers. To cope with our rapid growth, we are now inviting high caliber candidates to join us and pursue for success.