Responsibilities:

• Research new and existing laws, regulations, policies, and industry standards and identify existing and emerging business practice issues and risks of company
• Propose solutions relating to compliance requirements that impact the company's  business
• Evaluate the adequacy of internal control and identify inefficient business processes that hinder compliance
• Lead Global team responsible for regulatory compliance
• Implement appropriate compliance controls and tools, including working with Compliance technology support to address any gaps identified

Requirement:

• Degree holder in Law or in a business-related discipline
• At least 8 years of relevant Compliance experience in a regulated financial institution, ideally in a business facing role. Strong knowledge of financial industry rules and regulations
• Experience in liaising with securities regulators and managing regulatory inquiries, surveys and inspections
• Experience working with key regulators in APAC, e.g. MAS, ASIC, HKSFC
• Good understanding of electronic trading platforms and operations
• A positive attitude and desire to succeed, and a high degree of flexibility in adapting to a rapidly changing environment