The employer is a fund manager based in Hong Kong. To cope with the client's continuous growth, they are looking for high caliber professionals to join as Risk Management & Compliance Manager.

 

Job Description

• Develop and maintain reporting and monitoring arrangements which ensure achievement of all requirements for the reporting and escalation of risks as required, including frequent review and assessment on the company's risk appetite framework and limits;
• Ensure adherence to Group and local risk management frameworks through effective implementation of a consistent enterprise risk and control management regime across the company;
• Minimize risks to the business in unexpected situations by management of a robust business continuity plan as well as oversight of information risk management
• Establish and maintain compliance policies and procedures to monitor the daily operations and business activities are complied with requirements of SFC and other regulators; (RA 4 & 9)
• Liaise with SFC and other related authorities;
• Register with SFC as MIC for AML & Compliance core functions;
• Provide internal regular regulations and compliance updates and compliance training;
• Handle complaint, investigate special cases and assist in ad hoc projects as assigned.

Requirements

• University degree, with Finance, Risk Management, Actuary or risk related discipline, qualifications;
• Minimum 5 years work experience in financial industry and enterprise risk management
• Experience in compliance work dealing with Type 4 & 9; regulated activities in major investment banks or SFC licensed corporations;
• Sound knowledge of SFO, SFC codes, CIMA and other related regulations
• Able to work under pressure and handle multi-tasks;
• Good command in English and Chinese (Cantonese & Mandarin).

 

 For interested candidates, please send us your full resume with your current and expected salary.  All information collected will be strictly used for recruitment purpose only

Zenojobs Recruitment Company is an experienced recruitment profession which committed to help candidates to find their ideal jobs with our strong industrial connections. ZRC is now working with many Hong Kong's leading international banks, multi-national corporations and I.T companies to find high caliber professionals to fulfill their recruitment needs.