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Manager, Business Control (Bank RBWM Compliance)

Super Hunter Services Co. Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2019-06-15
  • Career Level:Not Specified
  • Location:Not Specified
  • Yr(s) of Exp:4 years
  • Qualification:Degree
  • Salary:Salary provided
  • Employment Type:Permanent
  • Job Function:Wealth Management
  • Benefits:http://www.superhunter.com.hk

Job Description

Job duties:

  • Develop and maintain the policies, procedures, guidelines, forms and scripts related to wealth management business to ensure regulatory compliance and conduct regular review
  • Coordinate wealth management projects related to account opening, selling process enhancement, product suitability and regulatory compliance
  • Conduct wealth management products post-transaction monitoring to ensure sales activities are conducted according to guidelines and regulatory requirements
  • Conduct sales process training to frontline staff, including new joiners and existing staff

Job requirements:

  • Degree holder
  • Over 4 years of relevant experience in banking industry
  • Professional licensing qualifications per local regulatory bodies requirements
  • Strong interpersonal, communication, coordination and analytical skills
  • Team player, able to work with all levels of staff
  • Self-motivated, able to work independently

 

Candidates with more experience may be considered as “Senior Manager”

 

Interested parties please send your detail resume in MS WORD format with current and expected salary through “APPLY NOW”

All data collected will be used for recruitment purpose only & will be used strictly confidential

Only shortlisted candidates will be notified

 

Company Info

Super Hunter Services Co. Ltd., a member of SUPER Corporate Consultancy Group, is engaged in providing recruitment services which cover permanent as well as temporary placements from support to executive level with specialized focus on Banking and Financial service industries. Leveraging on our solid establishment history and strong fundamentals in the recruitment business, we have expanded our service scope to cover outsourcing service, training, event planning and human resources advisory etc. Along with our proven placement success record for various levels of positions in the banking and finance industries, we have evolved to be a strategic business partner of many leading banks and large corporations in the financial field.

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