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Representative / Responsible Officer (Type 6)

Sunfund (Hong Kong) Company Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2019-06-17
  • Career Level:Senior
  • Location:Admiralty
  • Yr(s) of Exp:2 years
  • Qualification:Degree
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Corporate Finance
  • Benefits:Double pay, Five-day work week, Medical insurance

Job Description

We are a financial services group in Central, providing a wide range of financial advisory, stock-broking and asset management services to our clients. We are seeking high caliber candidates for the following positions:


Representative / Responsible Officer (Type 6)


Job Responsibilities:

  • Perform SFC Type 6 regulated activities
  • Supervise and execute IPOs and corporate finance advisory services in compilation with the applicable regulations and internal operational guidelines and procedures.
  • Perform due diligence, investment evaluation and financial modeling for potential investors
  • To formulate, review and update the operational procedures to ensure full regulatory compliance
  • Implement regulatory guidelines and codes


Job Requirements:

  • Have IPO execution experience
  • SFC registered Representative or RO for Type 6 regulated activities
  • 2-8 years’ experience in corporate finance and advisory services working experience
  • Knowledge of SFO, SFC Code of Conduct and rules
  • Strong analytical, interpersonal and presentation skills
  • Proficiency in both spoken and written English and Chinese (including Putonghua)


We offer competitive compensation package to the right candidates. Please apply with detailed resume including present and expected salary by clicking APPLY NOW.

Company Info

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