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Compliance Licensing, 1-3 years of Experience, Investment Bank

Morgan McKinley

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2019-06-21
  • Career Level:Entry Level
  • Location:Others
  • Yr(s) of Exp:1 years
  • Qualification:Degree
  • Salary:Salary negotiable
  • Employment Type:Full Time, Permanent
  • Job Function:Order Processing & Operation / Settlement
  • Benefits:http://www.morganmckinley.com.hk

Job Description

Responsibilities

  • Assist in licensing application within the institution
  • Deal with SFC and regulators for application processing
  • Handle periodic regulatory reporting
  • Responsible for ad hoc tasks and projects

Requirements

  • 1-3 years of experience in General Compliance, Control Room, Licensing, Surveillance
  • Excellent command in English, Cantonese and Mandarin
  • Strong team player, collaborative
  • Ability to multi-tasking

Company Info

About Morgan McKinley Hong Kong
Ranked as one of Deloitte's Top 'Best Managed Companies' and headquartered in Ireland, Morgan McKinley established in Hong Kong in 2003. Our company culture, built on trust, reward, and commitment to success, is based in the financial centre in Admiralty, with 30+ recruiters speaking Cantonese, Mandarin and English.

We specialise in permanent, contract and staffing solutions for the Financial Services, Human Resources, Commerce & Industry, Technology, Digital and I.T. markets and have a consistent track record working with leading financial services front office & operations, accounting & finance, risk, compliance, legal, audit, HR, Sales & Marketing businesses.

Visit https://www.morganmckinley.com.hk/ to know more about us!

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