RESPONSIBILITIES:

• Responsible for the monitoring of the daily business operations to ensure full regulatory compliance
• Assist in formulating investment strategy and oversee asset investment or transaction of the company or clients
• Oversee the compliance functions of the Company and take necessary actions to ensure all business activities comply with SFC rules and company guideline
• Engage in promotion and marketing activities
• Handle any other ad-hoc duties as required

REQUIREMENTS:

• Diploma or Degree in related discipline
• At least 3 years relevant experience in Securities or Asset Management firm
• Solid experience in all operations of a license corporation
• Qualified for SFC Responsible Officer license Type 4 & 9 are highly preferred
• Able to work under pressure, with strong communication and analytical skills
• Good command of written & spoken Chinese and English, including Mandarin

   

 We offer attractive remuneration package to the right candidates. Interested parties please click "Apply Now" to submit your application

All information provided by applicants will be treated in strict confidence and handled confidentially for recruitment purpose only. All personal data of unsuccessful applicants will be destroyed after the recruitment exercise.