Reporting to Head of Compliance in HK, you will be responsible for:

• Conducting surveillance processes for cash equities trading, program/algorithmic trading, listed options trading etc
• Providing day-to-day surveillance reviews which are integral to compliance management
• Develop quality control testing related to firm policies and regulatory requirements
• Act as point of contact for various regulatory bodies within the region and be responsible for regulatory inquiries
• Engage in AML Compliance duties

Requirements:

• Immediately available is highly preferred
• 5 to 7 years relevant experience in compliance, in financial services field
• Good knowledge in equities compliance and AML
• In depth understanding on updated regulatory requirements
• Excellent English communication and written skills

About Morgan McKinley Hong Kong
Ranked as one of Deloitte's Top 'Best Managed Companies' and headquartered in Ireland, Morgan McKinley established in Hong Kong in 2003. Our company culture, built on trust, reward, and commitment to success, is based in the financial centre in Admiralty, with 30+ recruiters speaking Cantonese, Mandarin and English.

We specialise in permanent, contract and staffing solutions for the Financial Services, Human Resources, Commerce & Industry, Technology, Digital and I.T. markets and have a consistent track record working with leading financial services front office & operations, accounting & finance, risk, compliance, legal, audit, HR, Sales & Marketing businesses.

Visit https://www.morganmckinley.com.hk/ to know more about us!