Hong Kong [Change Country] Hong Kong Jobs Employers / Post Job
[ Log On ]

Responsible Officer 1, 4, & 9

Regal Executives Limited

  • Company Industries:Others

Job Information

  • Post Date:2019-06-28
  • Career Level:Not Specified
  • Location:Central
  • Yr(s) of Exp:5 years
  • Qualification:Non-Degree Tertiary
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Order Processing & Operation / Settlement
  • Benefits:Five-day work week, Overtime pay, Performance bonus

Job Description

Our client, a fast-growing PRC Financial Institute offering a comprehensive range of financial services including Assets Management, Brokerage and Corporate Finance is inviting high caliber and diligent candidates to apply for the captioned position.

 

Responsibilities

  • Supervise the fund operation to ensure the compliance with the statutory regulations and internal policies
  • Manage private funds and discretionary portfolios
  • Manage an investment team and conduct financial analysis / equity research in Hong Kong and China market
  • Oversee and mentor the selection and evaluation of products

 Requirements

  • Bachelor’s degree holder in Economics, Finance, Accounting or related disciplines.
  • Minimum 5 years solid experience in financial industry
  • Be registered under SFC RA1, 4 & 9 type license as Responsible Officer
  • Sound understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Strong leadership, analytical, communication and presentation skills
  • Fluent English, Mandarin and Cantonese in both written and oral.

 

All personal data collected will be kept in strict confidence and would be used for recruitment purpose only. 

 

Company Info

Apply
Position Company Location Update
Subscribe job alert by email:
Email marketing by Spread