On behalf of our client, we are seeking for high caliber candidate for the Renewable headcount.  Please find details stated below:

Principal responsibilities 
• Supports the Head of Regulatory Compliance of Global Asset Management and provides Regulatory Compliance advice, guidance and support the management teams, via Regional Regulatory Compliance Head. 
• The role will assist the Regulatory Compliance Head in the development, deployment and continued oversight of globally consistent Regulatory Compliance policy for Asset Management business and ensure that all entities develop and maintain the highest Regulatory Compliance standards by following both the letter and the spirit of the relevant regulatory requirements, Group Standards Manual and the Compliance FIMs. 
• Provide advice and guidance on the Securities and Futures Ordinance, the SFC Fund Manager Code of Conduct and SFC Code of Conduct for licensed person. 
• Work directly with the Asset Management team to make sure that as a business any new products or services meet all the necessary regulatory requirements. 
• Building robust compliance coverage for Regulatory Compliance  
• Setting policies and standards to cover compliance issues 
• Advising line management of the impact on their businesses and functions of applicable external or internal regulations 
• Supporting line management in discharging their responsibilities to comply with applicable regulations for example by reviewing new products or activities for compliance implications, identifying potential rule breaches, enforcing changes to relevant manuals to reflect regulatory requirements, monitoring the businesses for adherence to the regulations and providing input to audit and training programmes 
• Assisting line management in the conduct of crisis management for example ad hoc investigations into SFC rule potential breaches 
• Fostering good relations with the regulators 
• Provide regulatory compliance support to the Business to identify and control regulatory risk. 
• Liaise with regulator, internal and external auditors and assurance teams, for example acting as coordinator between the regulator and internal parties when there is regulator inspection. 
• Prepare internal reporting to the Group and Gobal Regulatory Compliance. 


Qualifications Requirements 

• Graduate in Business Administration, Finance, Law of equivalent professional qualification 
• Knowledge and work experience of Securities and Futures regulations and rules 
• Regulatory Compliance experience and knowledge 
• Strong communication and influencing skill 
• Good analysis, interpretation skill.

Interested parties, please send full resume in WORD format with your expected salary and availability.  All submitted personal data will be used for recruitment purposes only.