Our client, a well-established bank in Hong Kong, is looking for high-calibre individuals to join them for the above position.

Main Responsibilities 

• Conduct compliance review to ensure banking operations are in compliance with regulatory and internal control requirements
• Identify non-compliance cases and prepare compliance reports accordingly with recommendations on effective solutions
• Assist in handling Executive Officer Application with HKMA
• Handle regular and ad-hoc projects as requested by regulatory bodies (e.g. survey on sales of investment products, self-assessment and investigations, etc)

Requirements 

• University degree
• Min. 3 years of audit or compliance review experience gained from banking industry
• Familiar with regulatory requirements on regulated activities and licensing issues
• Good communication and interpersonal skills
• Proficiency in written and spoken English and Chinese (including Putonghua)

(Candidates with more experience can be considered for senior position.)

*****PLEASE DO NOT SEND IN JOBSDB FORMAT***** 

Interested parties please send your CV in Word format with current and expected salary to sharonshing@brshk.com and copy info@brshk.com 

[All applications will be treated strictly confidential and will be used for recruitment purposes only]