Compliance Manager - General / Regulatory Compliance (corporate bank)
Levin Human Capital Consulting Grou
- Company Industries:Banking
Job Information
- Post Date:2020-03-26
- Career Level:Senior
- Location:Not Specified
- Yr(s) of Exp:4 years
- Qualification:Degree
- Salary:HK$45,000 - 55,000 /month (negotiable)
- Employment Type:Full Time, Permanent
- Job Function:http://www.levin.com.hk
Job Description
Responsibilities:
- Report directly to Taiwan Headquarter and act as the Compliance Officer of HongKong Branch (香港分行法遵主管)
- Maintain all necessary documentations and monitor the effectiveness and enhancing the controls and procedures to meet with current statutory and regulatory requirements
Formulate, review and verify of all compliance documentations - Identify gaps and recommends corrective actions and provide support and guidance to the bank to ensure ML/TF risks are managed properly
- Keep abreast of regulatory changes and assess their potential impact to the bank
Disseminate compliance related information and publication to all relevant parties - Act as the single contact point btw authorities such as HKMA, SFC, etc. and the bank
- Provide training on compliance issues to all relevant staff
Requirements:
- Bachelor Degree in related disciplines (Law / Legal an advantage)
- Min 4 years' relevant experience in compliance / legal dept of corporate bank, a MUST
- Sound knowledge in banking laws, operations and controls, different banking products and services offered by the bank
- Able to manage assigned projects independently and to communicate the compliance requirements to businesses and functions effectively
- Proficiency in written English and Chinese; fluent Mandarin
**Interested parties, please send your CV to Levin Human Capital Consulting Group at Winsome Choi [click here ] or call us at (852) 2520 0103 for more details.
Company Info
Levin Human Capital Consulting Group, a firm with the aim to provide high value added human resources consulting services to her clients, was established in 1987.
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