Compliance Manager/Officer
Grand Capital Holdings Limited
- Company Industries:Financial Services
Job Information
- Post Date:2020-03-25
- Career Level:Not Specified
- Location:Not Specified
- Qualification:Not Specified
- Salary:Salary negotiable
- Employment Type:Full Time
- Job Function:Risk Management
Job Description
Job descriptions:
- Perform daily compliance duties in accordance to regulatory requirements
- Develop, implement and execute the compliance training program
- Perform compliance monitoring and investigation including AML and CFT
- Prepare regular and ad hoc compliance management reports
- Handle regulatory requests such as reporting, inquiries and inspections and ensure smooth, accurate and timely communication with regulators
- Project lead or representation such as status reporting, tracking of task progress, maintaining databases and etc
Job Requirements:
- Degree holder in law, finance, accounting or other related disciplines
- Strong analytical and English and Chinese writing skills, in particular formal report drafting
- Fluent spoken English and Chinese
- 3 years Compliance experience in Regulatory Compliance
- Candidate with less experience will be considered as Compliance Officer
Company Info
Grand Capital Holdings Limited (“GCH”) is a newly established financial services firm in Hong Kong. Through its wholly owned subsidiaries of Grand Capital Securities Limited and Grand Capital Futures Limited, GCH provides brokerage and asset management services
to institutional, corporate and individual clients.
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