Senior Associate, Legal & Compliance
Yuanta Futures (HK) Co., Limited
- Company Industries：Financial Services
Job Information
- Post Date：2020-03-25
- Career Level：Entry Level
- Location：Not Specified
- Yr(s) of Exp：1 years
- Qualification：Degree
- Salary：Salary provided
- Employment Type：Full Time
- Job Function：Legal & Compliance
Job Description
Responsibilities:
- Assist to review policies and procedures
- Assist to handle SFC licensing affairs
- Assist in AML monitoring and trade surveillance
Requirements:
- University Degree in Law / Finance / Business Administration or related disciplines
- At least1 year of compliance experience in SFC-regulated intermediaries, experience in securities firms preferred
- High proficiency with MS Office and Chinese word processing
- Proficiency in both spoken and written English and Chinese (Cantonese & Mandarin)
- High degree of independent judgement to coordinate reporting, review documentation and resolve issues
Company Info
Yuanta Futures (Hong Kong) Co., Ltd
Yuanta Futures (Hong Kong) Co., Ltd, was established in 2012 which is wholly owned by Yuanta Futures Co. (TWSE：6023) . Yuanta Futures Co. went public as a listed company in 2007 and has been the first listed futures company in Taiwan which demonstrated itself as the exemplary model in the financial industry. With over 20% ROE and over 100 distributor offices and strategy partners sites in Taiwan, the average return per share of Yuanta Futures Co. is at the top of all listed financial companies in Taiwan stock market.
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