Our client is a renowned bank, to cope with their business expansion, they are currently hiring Compliance Manager to join their team.

RESPONSIBILITIES:

• Establish and maintain policies, methodology and monitoring programme for compliance monitoring;
• Perform compliance risk assessment and formulate the annual compliance review plan;
• Conduct compliance review and monitoring (including branch and unit visit, treasury surveillance, regular review on investment and insurance transactions etc.) across the Bank;
• Identify and advise relevant units on compliance issues and potential impact;
• Assist in reporting issues identified in compliance monitoring, external examination / self-assessment to the management; and
• Handle ad-hoc tasks in relation to compliance monitoring.

REQUIREMENTS:

• University degree in any disciplines, preferably major in Laws, Finance or Accounting;
• Minimum 5 years' hands-on banking compliance or audit experience;
• Sound knowledge in banking products and well versed with the contemporary regulatory requirements e.g. Code of Banking Practice, the Securities & Futures Ordinance, the SFC Code of Conduct etc.; and
• Self-motivated, good interpersonal, analytical and presentation skills.

If you are interested in finding out more about this career opportunity, please email your resume to resume(at)ariaglobal.net or please call (852) 3562 8464 for more details.

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