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Hedge Fund Compliance Manager

Mighty Divine (HK) Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2020-03-26
  • Career Level:Senior
  • Location:Not Specified
  • Yr(s) of Exp:5 years
  • Qualification:Degree
  • Salary:Salary negotiable
  • Employment Type:Full Time
  • Job Function:Asset Management

Job Description

Responsibilities:

  • Draft and review of private fund offering materials, partnership agreements and other private fund legal documentation
  • Provide legal support to different business units in relation to their operations and projects; including drafting agreements, advising on legal issues, and regulatory initiatives.
  • Regulatory filing assistance
  • Advise management on trusts and structured products;
  • Co-ordinate with different departments to develop solutions to business operation issues.
  • Review and prepare documents relating to hedge fund which invests in the global markets;
  • Advise on the legal implications of offering new and existing products and services
  • Coordinating with outside legal counsel with respect to a variety of issues including regulatory, corporate and fund investment work
  • Draft and review various contracts, non-disclosure agreements and other legal documentation
  • Perform ad hoc research projects

  

Requirements:

  • 3-5 years of experience within hedge fund formation reviewing fund documents, drafting and negotiating side letters and service provider agreements
  • Strong knowledge of the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRA regulations
  • Law firm or in-house experience at an asset management firm is a plus
  • Strong interpersonal and leadership skills
  • Willingness to learn new topics and work in an evolving business environment
  • High level of integrity
  • Organized and detailed oriented with big picture capability
  • Excellent command of written and spoken English, Mandarin and Cantonese. Native Mandarin speaker is highly preferred.

 

Please submit your CV online and please include your current basic salary and your expected salary in your CV, also remark your visa kind and status in your CV if you need work permit in Hong Kong.

 

Company Info

Mighty Divine (HK) Limited provides a diverse range of investment products and services to institutions and high net worth clients. We focus on China related overseas capital markets, including Hong Kong, the United States and ADR, Shanghai, Shenzhen, Taiwan, Singapore, etc. Our investment tools include stocks, bonds, futures, options and other exchange-traded products and a minority of off-exchange derivatives.
Adopting pre-IPO private equity investment and secondary market investment, we are striving for long-term stable returns. The core lies in top-down asset allocation, combined with bottom-up company value analysis, and pursuing absolute return under different market conditions and cycles. While investment performance is an important determinant of our success, we also see client service as another pillar of success. We strive to responding to our clients' requests and providing a timely, professional and transparent portfolio analysis. We develop a partnership of mutual trust with our clients by sharing the latest market information and opinions with them.

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