Responsibilities:

• Carry out the compliance monitoring programs on high-risk operations and perform scheduled branch visits
• Perform compliance review / self-assessment on selected operations
• Prepare management report on branch visit and compliance review/ monitoring
• To provide recommendations on compliance issues and findings being identified and follow up the implementation of recommendations issued
• To assist in planning, developing and designing the compliance monitoring programs / compliance review / self-assessment and participate in compliance training activities

Requirements:

• University graduate or relevant professional qualifications, such as AHKIB, CPA, etc.
• Min 4 years' experience in the financial services industry with compliance / audit / risk management / internal control experience
• Good knowledge of requirements from HKMA / SFC / PCPD
• Good presentation and report writing skills
• Able to exercise judgment, work under pressure, and liaise effectively with business and supporting units
• Proficiency in spoken & written English and Chinese and PC literate - MS Office

 *Interested parties please send your CV with info on availability, current & expected salary to  Winsome Choi (Click Here) or contact us at (852) 2520 0103 for more details.

For more job opportunities please visit our website http://www.levin.com.hk