Responsibilities:

• Developing a systematic approach to evaluate and improve the effectiveness of risk management control and business processes;
• Implement compliance risk monitoring, identify, evaluate and report compliance risks ensuring the compliance and efficient operation of each business;
• To monitor risk exposure brought about by client accounts and proprietary accounts;
• Conduct risk exposure and regulatory risk measurement analysis and perform ad-hoc analysis to assist senior management to make risk decision;
• To follow up margin calls and compile risk management reports ;
• To process credit applications and to conduct UAT ;
• Based on different investment business types, collect, collate, verify, analyze or verify on-site risk information and take charge of risk monitoring and measure tracking;
• Participate ad-hoc projects as assigned.

Requirements:

• Bachelor’s Degree in Risk Management, Accounting, Finance, Business Administration related disciplines;
• FRM or CFA holder is preferred;
• 6-8 years relevant experience, preferably in Risk Management or Compliance experience;
• Good knowledge of operational risk management and internal control requirements, as well as process and procedures of investment operations procedures;
• Self-motivated, strong analytical & communication skills, good analytical thinking;
• Good command of written and spoken English & Chinese, Putonghua is a must ;

Remuneration:

• We offers competitive remuneration package and promising career opportunities to the successful candidates.

Apply Method:

• Interested parties, please send full resume (both in English and Chinese) with current and expected salary and the date of availability to our email address underneath. Information provided will be treated in strict confidence and only be used for recruitment purpose.
• Welcome to learn more about China Investment Securities (HK) Financial Holdings Limited at http://www.china-invs.hk