Responsibilities:

• Handle client’s account opening and input into the back office system (Ayers preferred).
• Assist in daily operational work such as data input, record client deposits and withdrawal, prepare client statement and settlement reports,
• Handle physical and CCASS settlement duties including IPO and placement.
• Perform recurrent settlement tasks including pre-matching, post trade processing, cash & stock settlement.
• Liaise with brokers, HKEX and client services to follow up any settlement related issues.
• Perform daily reconciliation and carry out the corporate action function for and on behalf of client.
• Maintain and filing system.
• Submit FRR to SFC (be prepared to learn SFC rules and regulations)
• Handle daily accounting, stock / cash settlement and operation work
• Handle CCASS transactions and ensure compliance in meeting the liquid capital requirements and client money rules on a daily basis
• Handle full set of accounts (including preparation of journal entries, accounts receivable and payables, inter-company balances, month end closing etc.)
• Monitor the margin accounts to comply with margin level requirements

Requirements:

• Degree holder in Finance or related disciplines;
• Fresh or 1 year working experience with good understanding of the account & settlement duties of Hong Kong market and China Connect markets;
• Solid knowledge in equity & equity-related products is required; product knowledge on Stock Options is an advantage;
• Highly self-motivated with good attention to details;
• Knowledge of excel and some programming skills are preferred;
• Good interpersonal and communication skills;
• Good command of written and spoken Chinese and English, including Putonghua;
• Less experience will consider as Assistant Officer.

Remuneration:

• We offers competitive remuneration package and promising career opportunities to the successful candidates.